Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (1 Sep 2022 to 8 Apr 2024)
    • [FCA CF] Client dealing (11 Jan 2022 to 30 Jun 2024)
  • Peel Hunt LLP (no longer approved here)

    FRN 530083

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2020)
    • CF30 Customer (18 Sep 2018 to 8 Dec 2019)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (1 Nov 2007 to 23 Jan 2013)
    • CF23 Corporate Finance Adviser (10 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.