Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 26 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 26 Jul 2022)
    • [FCA CF] Client dealing (since 31 Dec 2018)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 26 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 26 Jul 2022)
    • [FCA CF] Client dealing (since 31 Dec 2018)
    • [PRA CF] Significant risk taker or Material risk taker (since 26 Jul 2022)
    • [FCA CF] Material risk taker (since 26 Jul 2022)
    • [FCA CF] Client dealing (since 31 Dec 2018)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Apr 2010 to 26 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

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