Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 29 May 2025)
- [FCA CF] Manager of certification employee (since 15 Apr 2025)
- [PRA CF] Managing a material risk taker (since 19 Dec 2024)
- [FCA CF] Client dealing (since 9 Oct 2024)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 29 May 2025)
- [FCA CF] Manager of certification employee (since 15 Apr 2025)
- [PRA CF] Managing a material risk taker (since 19 Dec 2024)
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- [FCA CF] Significant management (26 Mar 2020 to 10 Aug 2021)
- [FCA CF] Material risk taker (24 Feb 2017 to 18 Dec 2019)
- [FCA CF] Manager of certification employee (24 Feb 2017 to 8 Oct 2019)
- [FCA CF] Client dealing (24 Feb 2017 to 25 Feb 2020)
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- CF30 Customer (20 Oct 2008 to 30 Jul 2013)
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- CF21 Investment Adviser (21 Apr 2004 to 25 Apr 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 29 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.