Mohamed Rizwan Malik

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Leaf Distribution Limited

    FRN 460421

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 3 Aug 2023)
    • CF30 Customer (since 3 Aug 2023)
    • Appointed representative dealing with clients for which they require qualification (since 23 Nov 2022)
    • CF1 Director (AR) (since 3 Nov 2022)
  • R3 Mortgages Limited

    FRN 622213

    • (1)Employed By (since 9 May 2014)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (11 Jan 2013 to 29 Aug 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (22 Nov 2011 to 10 Sep 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (23 Jun 2011 to 25 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.