Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M S Loans Ltd
FRN 303592
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- [FCA CF] Significant management (since 7 May 2021)
- [FCA CF] CASS oversight function (since 7 May 2021)
- [FCA CF] Client dealing (since 7 May 2021)
- [FCA CF] Functions requiring qualifications (since 7 May 2021)
- [FCA CF] Proprietary trader (since 7 May 2021)
- [FCA CF] Benchmark submission and administration (since 7 May 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF1 Director (8 Jan 2005 to 8 Dec 2019)
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- (2)Employed By (20 Aug 1999 to 29 Dec 2011)
Recent activity
Updates to this individual's record on the FCA register.
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