Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Aug 2020)
    • CF1 Director (AR) (since 24 Jun 2020)
    • CF30 Customer (since 24 Jun 2020)
    • [FCA CF] Functions requiring qualifications (7 Sep 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (7 Sep 2020 to 14 Feb 2021)
    • CF30 Customer (5 Jan 2015 to 8 Dec 2019)
    • (1)Employed By (since 24 Jun 2020)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (5 Sep 2012 to 8 Dec 2013)
  • Oasis Crescent Wealth (UK) Limited (no longer approved here)

    FRN 572395

    • CF30 Customer (4 May 2012 to 18 Jun 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 15 Apr 2011)
    • CF22 Investment Adviser (Trainee) (17 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.