Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Global Asset Management (UK) Limited
FRN 122335
- [FCA CF] Client dealing (since 20 Feb 2020)
- CF30 Customer (12 Aug 2010 to 8 Dec 2019)
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- [FCA CF] Client dealing (1 Jul 2018 to 27 Dec 2018)
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- [FCA CF] Client dealing (13 Feb 2017 to 4 Jan 2019)
- CF27 Investment Management (13 Mar 2006 to 5 May 2007)
- CF21 Investment Adviser (1 Dec 2001 to 5 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.