Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 20 Sep 2022)
- [FCA CF] Material risk taker (since 20 Sep 2022)
- [FCA CF] Client dealing (since 1 Sep 2022)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 20 Sep 2022)
- [FCA CF] Manager of certification employee (since 20 Sep 2022)
- [FCA CF] Client dealing (since 1 Sep 2022)
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- [FCA CF] Material risk taker (22 Aug 2019 to 8 Aug 2022)
- [FCA CF] Client dealing (7 Sep 2016 to 8 Aug 2022)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 8 Aug 2022)
- CF30 Customer (12 Jun 2013 to 6 Mar 2016)
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- [FCA CF] Material risk taker (22 Aug 2019 to 8 Aug 2022)
- [FCA CF] Client dealing (7 Sep 2016 to 8 Aug 2022)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 8 Aug 2022)
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- CF30 Customer (23 Oct 2012 to 12 Apr 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.