Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (31 Oct 2019 to 9 Jun 2021)
    • [FCA CF] Material risk taker (31 Oct 2019 to 9 Jun 2021)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF30 Customer (14 Aug 2015 to 1 Sep 2017)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (21 Mar 2013 to 17 Jul 2013)
    • CF21 Investment Adviser (9 Jan 2007 to 28 Sep 2007)
    • CF22 Investment Adviser (Trainee) (12 Sep 2006 to 9 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.