Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (31 Oct 2019 to 9 Jun 2021)
- [FCA CF] Material risk taker (31 Oct 2019 to 9 Jun 2021)
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- CF30 Customer (14 Aug 2015 to 1 Sep 2017)
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- CF30 Customer (21 Mar 2013 to 17 Jul 2013)
- CF21 Investment Adviser (9 Jan 2007 to 28 Sep 2007)
- CF22 Investment Adviser (Trainee) (12 Sep 2006 to 9 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.