Mohamed Bani

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ICBC Standard Bank Plc (no longer approved here)
FRN 124823
- [FCA CF] Manager of certification employee (16 Mar 2018 to 17 Jul 2019)
- [FCA CF] Client dealing (5 Jun 2017 to 11 May 2024)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (15 Jul 2015 to 10 Feb 2016)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (21 Jan 2004 to 13 Jul 2007)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (21 Jan 2004 to 13 Jul 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.