Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 10 Sep 2025)
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- [FCA CF] Client dealing (22 Jan 2025 to 23 May 2025)
- [FCA CF] Functions requiring qualifications (22 Jan 2025 to 23 May 2025)
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- [FCA CF] Functions requiring qualifications (17 Jul 2019 to 1 Oct 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.