Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (26 Oct 2015 to 8 Dec 2019)
  • Phoenix Partnership (Financial Services) Limited (no longer approved here)

    FRN 305711

    • CF8 Apportionment and Oversight (18 Oct 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Apr 2011)
    • CF1 Director (31 Oct 2004 to 1 Apr 2011)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (13 Dec 2001 to 2 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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