Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lemon Tree Financial Ltd
FRN 916555
- (3)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (10)[FCA CF] Functions requiring qualifications (since 1 May 2020)
- (11)[FCA CF] Benchmark submission and administration (since 1 May 2020)
- (12)[FCA CF] CASS oversight function (since 1 May 2020)
- (4)Responsibility for MCD Intermediation (since 1 May 2020)
- (5)Responsible for Insurance Distribution (since 1 May 2020)
- (6)SMF3 Executive Director (since 1 May 2020)
- (7)[FCA CF] Client dealing (since 1 May 2020)
- (8)[FCA CF] Material risk taker (since 1 May 2020)
- (9)[FCA CF] Manager of certification employee (since 1 May 2020)
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- (2)Employed By (10 Apr 2000 to 10 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: [FCA CF] CASS oversight function at Lemon Tree Financial Ltd
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controlled function removed: [FCA CF] Material risk taker at Lemon Tree Financial Ltd
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controlled function removed: [FCA CF] Client dealing at Lemon Tree Financial Ltd
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controlled function removed: [FCA CF] Manager of certification employee at Lemon Tree Financial Ltd
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controlled function removed: [FCA CF] Benchmark submission and administration at Lemon Tree Financial Ltd
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controlled function removed: Responsibility for MCD Intermediation at Lemon Tree Financial Ltd
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controlled function removed: SMF3 Executive Director at Lemon Tree Financial Ltd
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controlled function removed: [FCA CF] Functions requiring qualifications at Lemon Tree Financial Ltd
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controlled function removed: 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at Lemon Tree Financial Ltd
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controlled function removed: Responsible for Insurance Distribution at Lemon Tree Financial Ltd