Mitul Shah

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A.

    FRN 136261

    • [FCA CF] Client dealing (since 19 May 2023)
    • [FCA CF] Manager of certification employee (since 19 May 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (25 Oct 2017 to 8 May 2023)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (17 Jun 2009 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF22 Investment Adviser (Trainee) (15 Dec 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.