Mitesh Soni

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Numis Securities Limited

    FRN 144822

    • [FCA CF] Client dealing (since 5 Jan 2023)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (12 Jun 2024 to 2 Apr 2026)
    • [FCA CF] Client dealing (10 May 2024 to 2 Apr 2026)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (22 Feb 2017 to 3 May 2021)

Recent activity

Updates to this individual's record on the FCA register.

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