Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (30 Aug 2011 to 15 Jan 2013)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (30 Aug 2011 to 15 Jan 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 9 Jun 2008)
    • CF21 Investment Adviser (18 May 2005 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (3 May 2002 to 14 Oct 2002)
    • CF22 Investment Adviser (Trainee) (19 Apr 2002 to 3 May 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (3 May 2002 to 14 Oct 2002)
    • CF22 Investment Adviser (Trainee) (19 Apr 2002 to 3 May 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (3 May 2002 to 14 Oct 2002)
    • CF22 Investment Adviser (Trainee) (19 Apr 2002 to 3 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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