Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (30 Aug 2011 to 15 Jan 2013)
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- CF30 Customer (30 Aug 2011 to 15 Jan 2013)
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- CF30 Customer (1 Nov 2007 to 9 Jun 2008)
- CF21 Investment Adviser (18 May 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (3 May 2002 to 14 Oct 2002)
- CF22 Investment Adviser (Trainee) (19 Apr 2002 to 3 May 2002)
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- CF21 Investment Adviser (3 May 2002 to 14 Oct 2002)
- CF22 Investment Adviser (Trainee) (19 Apr 2002 to 3 May 2002)
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- CF21 Investment Adviser (3 May 2002 to 14 Oct 2002)
- CF22 Investment Adviser (Trainee) (19 Apr 2002 to 3 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.