Mitesh Gupta

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brevan Howard Investment Management Limited

    FRN 1023447

    • [FCA CF] Client dealing (since 10 May 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (18 Feb 2019 to 17 Jan 2022)
    • [FCA CF] Manager of certification employee (18 Feb 2019 to 11 Jan 2022)
    • [PRA CF] Significant risk taker or Material risk taker (20 Aug 2018 to 24 Jan 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (14 Nov 2016 to 24 Jan 2022)
    • [PRA CF] Managing a material risk taker (14 Nov 2016 to 17 Jan 2022)
    • [FCA CF] Manager of certification employee (14 Nov 2016 to 24 Jan 2022)
    • [FCA CF] Client dealing (14 Nov 2016 to 24 Jan 2022)
    • CF30 Customer (30 Sep 2009 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.