Mitchell Livingstone

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Y Tree Limited

    FRN 967369

    • 14. Managing investments
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 10. Broker fund adviser
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Nov 2025)
    • [FCA CF] Client dealing (since 17 Nov 2025)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • [FCA CF] Functions requiring qualifications (16 Apr 2025 to 13 Jun 2025)
    • [FCA CF] Client dealing (16 Apr 2025 to 13 Jun 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (30 Jan 2023 to 16 Apr 2025)
    • CF30 Customer (26 Jan 2023 to 16 Apr 2025)
  • Cadence Wealth Ltd (no longer approved here)

    FRN 767542

    • Employed By (24 Apr 2019 to 23 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

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