Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 27 Oct 2025)
    • CF30 Customer (since 15 Sep 2025)
    • CF1 Director (AR) (since 15 Sep 2025)
    • [FCA CF] Client dealing (since 18 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 18 Aug 2025)
    • (1)Employed By (since 27 Oct 2025)
    • (2)Employed By (1 Jun 2022 to 10 Oct 2025)
  • Pension Savings Investment Annuity Mortgage LLP (no longer approved here)

    FRN 592550

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Jun 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Jun 2021)
    • CF30 Customer (1 Sep 2019 to 8 Dec 2019)
  • Columbus Thirty Seven Limited (no longer approved here)

    FRN 594747

    • Employed By (20 Mar 2013 to 20 Aug 2019)
  • Vitality Corporate Services Limited (no longer approved here)

    FRN 461107

    • CF1 Director (AR) (19 Mar 2013 to 20 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

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