Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 23 Apr 2025)
- CF1 Director (AR) (since 16 Apr 2024)
- CF30 Customer (since 16 Apr 2024)
- [FCA CF] Client dealing (23 Jan 2024 to 23 Apr 2025)
- [FCA CF] Functions requiring qualifications (23 Jan 2024 to 23 Apr 2025)
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Cornerstone Wealth Planning Limited
FRN 1010387
- Employed By (since 16 Apr 2024)
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- SMF3 Executive Director (14 Mar 2022 to 6 Apr 2023)
- CF30 Customer (2 Dec 2021 to 1 Jun 2022)
- [FCA CF] Functions requiring qualifications (1 May 2021 to 31 May 2022)
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- Employed By (2 Dec 2021 to 1 Jun 2022)
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- (7)Employed By (12 Jan 2000 to 12 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.