Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 23 Apr 2025)
    • CF1 Director (AR) (since 16 Apr 2024)
    • CF30 Customer (since 16 Apr 2024)
    • [FCA CF] Client dealing (23 Jan 2024 to 23 Apr 2025)
    • [FCA CF] Functions requiring qualifications (23 Jan 2024 to 23 Apr 2025)
    • Employed By (since 16 Apr 2024)
  • Fidelius Ltd (no longer approved here)

    FRN 188615

    • SMF3 Executive Director (14 Mar 2022 to 6 Apr 2023)
    • CF30 Customer (2 Dec 2021 to 1 Jun 2022)
    • [FCA CF] Functions requiring qualifications (1 May 2021 to 31 May 2022)
  • Azets Financial Planning Limited (no longer approved here)

    FRN 526955

    • Employed By (2 Dec 2021 to 1 Jun 2022)
  • Real Independent Financial Advice Ltd (813) (no longer approved here)

    FRN 191352

    • (7)Employed By (12 Jan 2000 to 12 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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