Mital Shah

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (26 Jun 2019 to 3 Jun 2023)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (26 Jun 2019 to 3 Jun 2023)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Material risk taker (1 Feb 2017 to 9 Oct 2018)
    • [PRA CF] Significant risk taker or Material risk taker (1 Feb 2017 to 9 Oct 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 12 Dec 2018)
    • CF30 Customer (24 Oct 2014 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 4 Jul 2011)
    • CF21 Investment Adviser (2 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Nov 2006 to 2 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.