Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Investment Management Inc
FRN 119267
- [FCA CF] Manager of certification employee (since 15 Jul 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (27 Mar 2019 to 8 Dec 2019)
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JPMorgan Asset Management (UK) Limited
FRN 119337
- [FCA CF] Manager of certification employee (since 15 Jul 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (27 Mar 2019 to 8 Dec 2019)
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- CF30 Customer (2 Jun 2008 to 30 Dec 2009)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (13 Mar 2003 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (22 Sep 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (13 Mar 2003 to 22 Sep 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.