Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Aviva Investors Global Services Limited
FRN 119178
- SMF18 Other Overall Responsibility (since 19 May 2023)
- [FCA CF] Material risk taker (1 Jan 2022 to 18 May 2023)
- [FCA CF] Manager of certification employee (24 Feb 2020 to 1 Apr 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 18 May 2023)
- CF30 Customer (29 Nov 2016 to 8 Dec 2019)
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Aviva Investors UK Fund Services Limited
FRN 119310
- [FCA CF] Material risk taker (since 1 Jan 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.