Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (28 Jun 2018 to 18 Jan 2021)
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- [FCA CF] Client dealing (7 Mar 2016 to 18 Jan 2021)
- CF30 Customer (5 Dec 2014 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Mar 2016 to 18 Jan 2021)
- CF30 Customer (5 Dec 2014 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 23 Jul 2010)
- CF21 Investment Adviser (26 May 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (14 Apr 2003 to 11 Apr 2005)
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- CF21 Investment Adviser (14 Apr 2003 to 11 Apr 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 22 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.