Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 20 Jul 2023)
    • [FCA CF] Client dealing (since 20 Jul 2023)
    • [FCA CF] Manager of certification employee (since 20 Jul 2023)
    • [FCA CF] Material risk taker (28 Oct 2020 to 9 Jan 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 9 Jan 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 9 Jan 2023)
    • CF30 Customer (19 Aug 2013 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (30 Aug 2011 to 20 Jun 2013)
    • CF21 Investment Adviser (23 May 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.