Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Macquarie Bank Ltd
FRN 170934
- [FCA CF] Material risk taker (since 20 Jul 2023)
- [FCA CF] Client dealing (since 20 Jul 2023)
- [FCA CF] Manager of certification employee (since 20 Jul 2023)
- [FCA CF] Material risk taker (28 Oct 2020 to 9 Jan 2023)
- [FCA CF] Client dealing (7 Mar 2016 to 9 Jan 2023)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 9 Jan 2023)
- CF30 Customer (19 Aug 2013 to 6 Mar 2016)
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- CF30 Customer (30 Aug 2011 to 20 Jun 2013)
- CF21 Investment Adviser (23 May 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.