Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • King & Shaxson Limited (no longer approved here)

    FRN 179213

    • SMF2 Chief Finance (9 Dec 2019 to 31 Oct 2023)
    • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2023)
    • CF1 Director (16 Sep 2013 to 8 Dec 2019)
    • CF28 Systems and controls (16 Sep 2013 to 8 Dec 2019)
  • King & Shaxson Asset Management Limited (no longer approved here)

    FRN 823315

    • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2023)
    • SMF2 Chief Finance (9 Dec 2019 to 31 Oct 2023)
    • CF1 Director (11 Apr 2019 to 8 Dec 2019)
  • JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 171847

    • CF28 Systems and controls (10 Dec 2007 to 12 Mar 2013)
    • CF13 Finance (17 Feb 2006 to 21 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.