Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 11 Jul 2025)
    • CF1 Director (AR) (since 24 May 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 27 Mar 2024)
    • CF10 Compliance Oversight (27 Sep 2018 to 8 Dec 2019)
    • CF1 Director (27 Sep 2018 to 8 Dec 2019)
    • (1)Employed By (since 24 May 2022)
    • (1)Employed By (since 24 May 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 31 Oct 2014)
    • CF21 Investment Adviser (21 Jul 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 May 2005 to 21 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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