Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Yellow Stone Finance Group Ltd
FRN 814533
- SMF1 Chief Executive (since 11 Jul 2025)
- CF1 Director (AR) (since 24 May 2022)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 27 Mar 2024)
- CF10 Compliance Oversight (27 Sep 2018 to 8 Dec 2019)
- CF1 Director (27 Sep 2018 to 8 Dec 2019)
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Provide Finance Ltd
FRN 967707
- (1)Employed By (since 24 May 2022)
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Money Pilot Ltd
FRN 968705
- (1)Employed By (since 24 May 2022)
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- CF30 Customer (1 Nov 2007 to 31 Oct 2014)
- CF21 Investment Adviser (21 Jul 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 May 2005 to 21 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.