Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 28 Jun 2024)
    • [FCA CF] Manager of certification employee (since 1 Mar 2020)
    • [FCA CF] Client dealing (since 6 Mar 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
    • CF23 Corporate Finance Adviser (27 Aug 2004 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 21 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.