Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 14 Nov 2022)
- [FCA CF] Client dealing (1 Aug 2017 to 14 Nov 2022)
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- [FCA CF] Manager of certification employee (3 Feb 2017 to 2 May 2017)
- [FCA CF] Client dealing (7 Mar 2016 to 2 May 2017)
- CF30 Customer (28 Oct 2008 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.