Min Tae Kim

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GTX UK LLP

    FRN 531505

    • SMF1 Chief Executive (since 4 Sep 2025)
    • SMF27 Partner (since 4 Sep 2025)
  • MIRAE ASSET SECURITIES (UK) LTD.

    FRN 149240

    • SMF1 Chief Executive (since 25 Mar 2025)
    • SMF3 Executive Director (since 25 Mar 2025)
    • SMF9 Chair of the Governing Body (since 25 Mar 2025)
    • [FCA CF] Significant management (since 20 Feb 2025)
    • [FCA CF] Material risk taker (since 23 Mar 2023)
    • [FCA CF] Client dealing (since 23 Feb 2021)
    • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
    • CF21 Investment Adviser (3 May 2007 to 31 Oct 2007)
    • CF26 Customer Trading (3 May 2007 to 31 Oct 2007)
  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2020)
    • CF30 Customer (10 Aug 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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