Mimi Rushton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited

    FRN 124431

    • [FCA CF] Manager of certification employee (since 5 Nov 2016)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
    • CF21 Investment Adviser (17 Oct 2007 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (5 Sep 2006 to 24 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Nov 2005 to 5 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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