Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • [FCA CF] Client dealing (28 Aug 2020 to 30 Jun 2022)
    • [FCA CF] Manager of certification employee (28 Aug 2020 to 15 Feb 2021)
    • CF30 Customer (17 Mar 2009 to 8 Dec 2019)
  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • [FCA CF] Client dealing (28 Aug 2020 to 30 Jun 2022)
    • [FCA CF] Manager of certification employee (28 Aug 2020 to 15 Feb 2021)
    • CF30 Customer (5 Mar 2014 to 8 Dec 2019)
  • Innisfree Limited (no longer approved here)

    FRN 176485

    • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
    • CF28 Systems and controls (1 Nov 2007 to 31 Oct 2008)
    • CF27 Investment Management (24 Feb 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 30 Aug 2008)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 31 Oct 2008)
    • CF10 Compliance Oversight (1 Dec 2001 to 30 Aug 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.