Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (28 Aug 2020 to 30 Jun 2022)
- [FCA CF] Manager of certification employee (28 Aug 2020 to 15 Feb 2021)
- CF30 Customer (17 Mar 2009 to 8 Dec 2019)
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- [FCA CF] Client dealing (28 Aug 2020 to 30 Jun 2022)
- [FCA CF] Manager of certification employee (28 Aug 2020 to 15 Feb 2021)
- CF30 Customer (5 Mar 2014 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 31 Oct 2008)
- CF28 Systems and controls (1 Nov 2007 to 31 Oct 2008)
- CF27 Investment Management (24 Feb 2004 to 31 Oct 2007)
- CF11 Money Laundering Reporting (1 Dec 2001 to 30 Aug 2008)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 31 Oct 2008)
- CF10 Compliance Oversight (1 Dec 2001 to 30 Aug 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.