Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • SMF9 Chair of the Governing Body (7 Mar 2016 to 11 Jul 2017)
    • CF2 Non Executive Director (23 Sep 2009 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF29 Significant management (1 Nov 2007 to 30 Apr 2010)
    • CF19 Significant Mgt (Financial Resources) (29 Aug 2003 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Jul 2002)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 29 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.