Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (7 Mar 2016 to 11 Jul 2017)
- CF2 Non Executive Director (23 Sep 2009 to 6 Mar 2016)
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- CF29 Significant management (1 Nov 2007 to 30 Apr 2010)
- CF19 Significant Mgt (Financial Resources) (29 Aug 2003 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Dec 2001 to 31 Jul 2002)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 29 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.