Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Toronto-Dominion Bank
FRN 124859
- [PRA CF] Managing a material risk taker (since 1 Mar 2026)
- [FCA CF] Manager of certification employee (since 1 Mar 2026)
- [FCA CF] Client dealing (since 1 Nov 2023)
- [FCA CF] Client dealing (15 Sep 2021 to 19 Aug 2022)
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- [FCA CF] Client dealing (7 Mar 2017 to 11 May 2021)
- CF30 Customer (23 Mar 2015 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Mar 2017 to 11 May 2021)
- CF30 Customer (23 Mar 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.