Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Pearlstone Alternative (UK) LLP
FRN 974848
- [FCA CF] Client dealing (since 1 Mar 2023)
- SMF27 Partner (since 24 Jan 2023)
-
- [FCA CF] Client dealing (13 Sep 2022 to 24 Jan 2023)
- CF30 Customer (5 May 2022 to 24 Jan 2023)
-
- CF30 Customer (31 Aug 2011 to 4 Feb 2016)
-
- CF30 Customer (1 Nov 2007 to 1 Jun 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.