Miles St John Tym

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

M & G Securities Limited
FRN 122057
- [FCA CF] Material risk taker (since 1 Jan 2024)
M&G Investment Management Limited
FRN 119328
- [FCA CF] Material risk taker (since 2 Feb 2023)
- [FCA CF] Client dealing (since 21 Jul 2020)
- CF30 Customer (3 Mar 2009 to 8 Dec 2019)
M&G Alternatives Investment Management Limited
FRN 122011
- [FCA CF] Client dealing (since 21 Jul 2020)
- CF30 Customer (26 Feb 2014 to 8 Dec 2019)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF30 Customer (1 Nov 2007 to 19 Jan 2009)
- CF27 Investment Management (9 Aug 2004 to 31 Oct 2007)
AllianceBernstein Limited (no longer approved here)
FRN 147956
- CF21 Investment Adviser (1 Dec 2001 to 24 Jun 2004)
- CF27 Investment Management (1 Dec 2001 to 24 Jun 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.