Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 31 Aug 2011)
    • CF21 Investment Adviser (27 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Mar 2005 to 27 Nov 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (24 Apr 2003 to 16 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.