Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • SMF22 Other Local Responsibility (11 Nov 2021 to 1 Apr 2022)
    • SMF21 EEA Branch Senior Manager (EBSM) (22 Jan 2020 to 11 Nov 2021)
    • [FCA CF] Client dealing (31 Oct 2019 to 21 Jan 2020)
    • [FCA CF] Material risk taker (31 Oct 2019 to 21 Jan 2020)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 15 Apr 2016)
    • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF16 Significant Mgt (Desgntd Investment Business) (22 Jun 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.