Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF22 Other Local Responsibility (11 Nov 2021 to 1 Apr 2022)
- SMF21 EEA Branch Senior Manager (EBSM) (22 Jan 2020 to 11 Nov 2021)
- [FCA CF] Client dealing (31 Oct 2019 to 21 Jan 2020)
- [FCA CF] Material risk taker (31 Oct 2019 to 21 Jan 2020)
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- SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 15 Apr 2016)
- CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF16 Significant Mgt (Desgntd Investment Business) (22 Jun 2005 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.