Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (3 May 2025 to 23 Mar 2026)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Material risk taker (13 Jul 2016 to 23 Mar 2026)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 5 Feb 2026)
    • [FCA CF] Client dealing (7 Mar 2016 to 23 Mar 2026)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (17 Mar 2003 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 5 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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