Milan Tomic

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BGC Brokers L.P
FRN 454814
- [FCA CF] Manager of certification employee (since 20 Feb 2023)
- [FCA CF] Client dealing (since 2 Aug 2022)
Goldman Sachs International Bank (no longer approved here)
FRN 124659
- [FCA CF] Client dealing (10 Oct 2018 to 27 Jul 2022)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF30 Customer (8 Aug 2012 to 6 Mar 2016)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (25 May 2011 to 5 Mar 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.