Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 8 Sep 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 8 Sep 2025)
    • [FCA CF] Client dealing (since 8 Sep 2025)
  • Intesa Sanpaolo SpA (no longer approved here)

    FRN 191858

    • [FCA CF] Manager of certification employee (23 Apr 2024 to 4 Jun 2025)
    • [FCA CF] Client dealing (22 Apr 2024 to 4 Jun 2025)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (3 Feb 2020 to 4 Feb 2023)
    • [FCA CF] Client dealing (7 Sep 2016 to 4 Feb 2023)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 4 Feb 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (10 Mar 2006 to 31 Oct 2007)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (3 Feb 2020 to 4 Feb 2023)
    • [FCA CF] Client dealing (7 Sep 2016 to 4 Feb 2023)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 4 Feb 2023)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (1 Mar 2004 to 17 Feb 2006)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF21 Investment Adviser (5 Feb 2003 to 5 Mar 2004)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • CF21 Investment Adviser (5 Feb 2003 to 5 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.