Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [FCA CF] Client dealing (27 Dec 2017 to 28 Jun 2023)
    • [FCA CF] Manager of certification employee (27 Dec 2017 to 28 Jun 2023)
  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [FCA CF] Client dealing (7 Sep 2016 to 28 Jun 2023)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 28 Jun 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 1 Aug 2008)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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