Mike Thomas Law

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (21 Sep 2012 to 29 Jul 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 28 Mar 2008)
    • CF21 Investment Adviser (31 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Sep 2005 to 31 May 2006)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF21 Investment Adviser (1 Dec 2001 to 13 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.