Mike Mahoney

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PERSHING SECURITIES LIMITED
FRN 146576
- [FCA CF] Client dealing (since 13 Sep 2024)
- [FCA CF] Material risk taker (13 Feb 2025 to 23 Sep 2025)
Northern Trust Securities LLP (no longer approved here)
FRN 465131
- [FCA CF] Client dealing (18 Aug 2022 to 4 May 2024)
- CF30 Customer (3 Nov 2017 to 25 Mar 2019)
Northern Trust Investor Services Limited (no longer approved here)
FRN 927658
- [FCA CF] Client dealing (25 May 2021 to 17 Aug 2022)
Northern Trust Global Services SE (no longer approved here)
FRN 829966
- [FCA CF] Client dealing (1 Mar 2019 to 17 Aug 2022)
The Northern Trust Company (no longer approved here)
FRN 122020
- [FCA CF] Client dealing (16 Mar 2018 to 17 Aug 2022)
State Street Global Markets International Limited (no longer approved here)
FRN 194525
- CF30 Customer (7 Feb 2014 to 5 Oct 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.