Mike James Grant

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 22 Aug 2023)
    • CF1 Director (AR) (since 18 Jul 2023)
    • CF30 Customer (since 18 Jul 2023)
  • MJ Grant Financial Planning Ltd

    FRN 999849

    • (1)Employed By (since 18 Jul 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 16 Jun 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (15 Sep 2016 to 1 Jul 2018)
    • CF30 Customer (13 Oct 2014 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 8 May 2012)
    • CF21 Investment Adviser (21 Aug 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 May 2005 to 21 Aug 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2003 to 6 May 2005)
    • CF22 Investment Adviser (Trainee) (31 Jan 2003 to 1 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.