Mike Gallagher

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Unity Financial Consultants LLP

    FRN 809231

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2025)
  • Haystoun Financial Services Ltd

    FRN 845592

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2021)
    • Responsibility for MCD Intermediation (since 2 Jan 2020)
    • Responsible for Insurance Distribution (since 2 Jan 2020)
    • SMF16 Compliance Oversight (since 2 Jan 2020)
    • SMF3 Executive Director (since 2 Jan 2020)
  • The Right Mortgage Limited (no longer approved here)

    FRN 649443

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Dec 2019)
    • CF1 Director (AR) (16 Feb 2018 to 20 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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