Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BROWN SHIPLEY & CO. LIMITED
FRN 124548
- 17. Administrative functions in relation to managing investments
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 9 Sep 2019)
- [FCA CF] Manager of certification employee (since 19 Feb 2018)
- [FCA CF] Material risk taker (9 Jun 2022 to 24 Jan 2024)
- [PRA CF] Significant risk taker or Material risk taker (9 Jun 2022 to 24 Jan 2024)
- [FCA CF] Proprietary trader (1 Jan 2020 to 9 Jun 2022)
- CF30 Customer (19 Jan 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.