Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Forester Life Limited (no longer approved here)

    FRN 177898

    • [FCA CF] Client dealing (11 Mar 2021 to 17 Mar 2023)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (4 Mar 2020 to 21 Dec 2020)
    • [FCA CF] Functions requiring qualifications (4 Mar 2020 to 21 Dec 2020)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (5 Jan 2015 to 9 Jun 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 1 Jan 2009)
    • CF22 Investment Adviser (Trainee) (2 Jul 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (30 Jan 2003 to 1 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.