Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (11 Mar 2021 to 17 Mar 2023)
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- [FCA CF] Client dealing (4 Mar 2020 to 21 Dec 2020)
- [FCA CF] Functions requiring qualifications (4 Mar 2020 to 21 Dec 2020)
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- CF30 Customer (5 Jan 2015 to 9 Jun 2017)
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- CF30 Customer (1 Nov 2007 to 1 Jan 2009)
- CF22 Investment Adviser (Trainee) (2 Jul 2007 to 31 Oct 2007)
- CF21 Investment Adviser (30 Jan 2003 to 1 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.