Mihir Dilip Shah

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Intelligent Financial Advisory Ltd (no longer approved here)

    FRN 669729

    • SMF16 Compliance Oversight (9 Dec 2019 to 7 Mar 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
    • SMF3 Executive Director (9 Dec 2019 to 28 Oct 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Mar 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 7 Mar 2022)
    • Responsibility for MCD Intermediation (15 May 2018 to 7 Mar 2022)
    • Responsible for Insurance Mediation (13 Jul 2015 to 30 Sep 2018)
    • CF30 Customer (13 Jul 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Jul 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Jul 2015 to 8 Dec 2019)
    • CF1 Director (13 Jul 2015 to 8 Dec 2019)
  • THE BOBBY DHANJAL PRACTICE LIMITED (no longer approved here)

    FRN 537673

    • CF30 Customer (15 Mar 2013 to 3 Feb 2015)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (21 Jun 2010 to 17 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

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