Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natixis

    FRN 206092

    • [FCA CF] Client dealing (since 15 Apr 2026)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (10 Feb 2021 to 4 Aug 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 4 Aug 2023)
    • CF30 Customer (18 Feb 2013 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (29 May 2018 to 8 Mar 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 4 Aug 2023)
    • CF30 Customer (18 Feb 2013 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (14 Mar 2011 to 13 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.